Stock Broker Sub Broker Agreement

    Under this agreement, an authorized person is entitled to the following rights: - The authorized person needs the agreement of the stockbroker to issue a document, including change, confirmation formation, invoicing of money, securities and more - The agreement also authorizes internal control by a stockbroker. An authorized person must at any time authorize the broker to verify the records, deposits, client documents, documents of the authorized person and large-scale transactions carried out by the broker - either party may terminate the agreement. If the stockbroker decides to terminate the agreement, he must update the Exchange accordingly and settle any outstanding fees with the supervisory authority If you are interested in launching a trip as an authorized person, we can help you fulfill your career goals. .

    Comments are closed.